07 December 2001
A Personal Encounter with
Non-Euclidean Space
by Art Winfree
Well,
by now you are doubtless personally acquainted with the palpable curvature
of straight lines in the sky. (If not yet, please don't yet read further.)
The problem is that both of the cartooned observations appear
to be correct: On the left, the stick figure looks at the Sun and points
parallel to the vector through the Moon, and she thus ends up pointing
at the Sun. The shadow of a tree falls at the same angle. But on the
right, that upward vector through the Moon also goes right through the
lower Sun.
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| Figure
1. Two scenes from the same place at the same time. The white
zig-zag tear is supposed to indicate that distances are greater
than they look in the right-hand picture. |
This observation is probably
somehow connected with ancient impressions that the sky is a hemispherical
dome sitting over the landscape like a cap, and that the Moon, the Sun,
the Planets, and the Fixed Stars are all mounted on concentric crystalline
spheres that rotate about some point deep in the Earth that we might
call its Center. Even in the 21st century I find it hard not to think
of the line connecting an airplane to a distant cloud across a background
of blue as though it should be a curve on that inverted dome, and I
feel the same way about the invisible lines of Right Ascension stretching
out from Polaris to other stars across the blackness of that dome at
night. Yet there remains the problem that if the sky were a sphere around
the observer, then geodesic circles on it would look straight from our
perspective at the center. In fact, the lines look both straight
and curved.
Lines connecting objects
in the sky do not curve, as we found by stretching a shoe-string across
the Moon to the Sun. If you liked that test, maybe you tried it again
with a 12-foot length of rigid pipe from the hardware store: held above
the horizon this gives an exceptionally vivid impression that somewhere,
somehow, something is curved where I know I am looking only at
parallel straight lines.
Last week I directed the
attention of a classroom of university seniors to this matter by asking
them about the Moon being illumined in its upper right on 23 November,
while the Sun is not higher but rather lower in the West. Some
rationalized that the shadowed half of the Moon must be a shadow cast
by the Earth, not indicating the direction of illumination on the Moon.
Others that whatever illuminated the Moon may not be the Sun direction,
but perhaps somehow a reflection of the Sun. Then I asked them first
to write down what they think about the visual appearance of triangle
ABC traced between stars: is the sum of its internal angles 180 degrees?
Everyone thought so: must be, since the lines are all three visibly
straight. Then we considered the case of a star on the southern horizon,
one on the western horizon, and one at the zenith. All three angles
are 90 degrees. Ooops. Many objections arose about curvature of the
sky, about angles seen in tilted perspective, about the horizon really
being a circle, and so on. To get away from these tangled verbalizations
we crowded out of the classroom into the hall to look at the floor tiles
and the baseboards. They converge radially into the long distance. They
don't look parallel, though we know they are. At least they are all
straight, as lines must be in perspective drawing. Next: turn
around and look the other way down the hall. Same vision, but those
straight lines converging to a point behind us are still straight but
now converging to another point in front. Ooops. Can this happen without
something being curved?
My impression is that we
are all so brainwashed by a 10th grade encounter with Euclid that we
have trouble even seeing the blatantly different behavior of lines in
our visual space. We try to sort out the matter by drawing examples
on paper without realizing that once we take that step
we are already lost. The analogy to flat paper is in fact the problem.
So we make up never-quite-clear verbal excuses and irritably, impatiently,
sweep the matter under a rug.
A thought-experiment: Let's
get away from every distraction, at least in imagination. If I think
of myself floating in space, forgetting the Earth behind my back and
forgetting its horizon, I am just looking at objects like the Moon and
the Sun floating in 3d space, and looking at the straight lines my taut
shoestring might trace between them. I expect to see straightness and
I do. Yet if I look at two parallel straight lines, as though standing
between railroad tracks or in a long narrow corridor, I also fully expect
to see them converge toward a vanishing point at infinity, and to another
in the opposite direction. In between, as they pass by me, they look
parallel. How can parallel straight lines converge without something
being curved? The lines are not curved, but something
must be. Evidently it is the very space in which these lines are embedded.
Not Euclidean physical 3-space though. What other possible "space" can
be involved? Ah! There is one: the space of some mental map of the visual
world inside my head. That must be a curved, non-Euclidean space!
Is this a strange conclusion
to draw? I digress to moralize. The theme of this column is that it
is good to notice things and think about them independently so as to
become aware of the world in new ways. Maybe one of the university seniors'
diverse rationalizations is better, but I think my job as scientist
is to try to develop my own way of seeing, initially without biasing
my encounter by opinions sought in books. At this stage (weeks after
23 October) it seems to me inadequate to brush this particular matter
aside as mere spherical trigonometry. True, what we see has to be consistent
with spherical trig, but that does not quite account for the impression
of curvature where all lines are straight. It also seems to me that
eye anatomy and even brain dynamics have less to do with all this than
I first imagined, and perhaps nothing at all. Psychologists doubtless
have a way of thinking about it very different from the one presented
here, and I am sure it is lots better in every respect. But the confident
expectation that some such better perspective can be had from higher
up the mountain trail should not deter us from seeing what we can here
and now and taking joy in our own small Discoveries along the way up.
We learn more from doing than from reading. So here is my current view
of that matter:
Somehow we assemble in our
heads a map of the world around us by patching together successive foveal
fixations, each about 15 degrees in diameter, and surely no more than
30 degrees. At any one time we actually see, for updating this map,
only one such patch, but we remember the others as context around it.
We must have a good memory for such things, because our eyes are always
flitting about in unconscious saccades; if we really saw what they project
on the retina we would be motion-sick in a minute. No, we see the contents
of some mental space whose furnishings are cued by fleeting retinal
images of small patches. As I imagine it this mental map has two aspects:
1) First of all, it is 2-dimensional,
while the world outside is 3d. This flattening is accomplished by radial
projection toward the eye from all directions. There is little more
in this assertion than the recognition that light travels in straight
lines to the eye. (That may even be the definition of "straight".)
It has nothing to do with physiology.
2) Secondly, this projection
is as though onto a spherical bubble around the eye. That 2-dimensional
continuum is not in real space, though it could be if I lived inside
a big ping-pong ball. Well, I don't, and this space is "in the mind".
It has no boundaries: like the ping-pong ball it has the topology and
even the geometry of a perfect sphere, consisting only of the observed
angles between things as seen in projection. The distances between things
in this space are reckoned not in centimeters (as they might be on the
big ping-pong ball) but in radians or degrees. Its radius of curvature
is given in the same units and might be 1 radian. Its geometric relations
are not Euclidean, on account of the uniformly positive curvature of
this visual space itself. This is how a straight line ---- the projection
of a straight shoestring in Euclidean 3d onto a geodesic great-circle
arc in the 2d sphere assembled in my head --- comes to be curved. This
is how parallel lines can intersect. Visual 2d space is curved
because it inherits the structure of stereographic projection from 3d
onto a curved (spherical) 2d surface.
Figure
2. By looking in various directions we acquire impressions of
how the world around us fits together. It fits into a continuum
without edges: a sphere. The straight lines connecting things
as seen from the location of the eye are like arcs on this sphere.
Their measure is not centimeters but radians. These straight lines
do not follow Euclidean geometry. Note that this is a cartoon
only: it makes absolutely no sense to contemplate this ball from
such an outside perspective as portrayed here, as though the ball
were embedded in physical 3-space.
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This
all may be trivially obvious but it remains a marvel to me to have gone
so long without noticing that visual space is not Euclidean and it has
an intrinsic curvature, in fact a uniform positive curvature of 1 radian!
There is an implication, too, that totally escaped me before this little
exercise of 23 October. At age 12 or so I figured out how to draw things
in 3d by keeping corresponding edges of rectangular prisms parallel
or pointing all to one fixed point on the page. Later on I learned that
this is a formal subject called "perspective drawing" with clear mathematical
rules, and since then I have believed it followed necessarily from projective
geometry. But if there really is a distinction to be made between objective
3d space and subjective 2d visual space, and if the latter is indeed
strongly curved, then there can be no one right way to draw on flat
paper. No way can be right in all respects. It must be that the
"rules of perspective" are mere conventions that probably change from
century to century with other artistic fashions. Maybe this is wrong,
but to me at this moment it seems a wee Discovery, a gratifying reward
for the day's "exercise hour" of thinking on things I know nothing whatever
about.
It is fun to check this out
more quantitatively. If visual space is spherical, and measures "distances"
in angles rather than in centimeters, then its relations amount to spherical
trigonometry. Not only can parallel straight lines intersect (at infinity
in 3-space, we say, but really at a finite point in the 2-space of angles),
but also the sum of the angles of a triangle in this space must exceed
the familiar
radians
or 180 degrees of Euclidean geometry. The excess is proportional to
the triangle's area reckoned as a fraction of the whole sphere. Is this
observably so or observably false? This question brings us to notice
there are two kinds of angles in visual space:
1) Between one point and
another --- e.g., between two bright stars in the night sky --- the
separation is an angle, an arc of a great circle on the sphere of visual
space, though it looks like a perfectly straight line, and
2) Between one such straight
line joining stars A and B and another joining star B to star C there
is another kind of Angle, that I distinguish here with a capital letter.
Calling the observer O, there are angles AOB and BOC and COA, each an
arc on the sphere, and there are Angles ABC and BCA and CAB between
these angles, all six of them measured in radians or degrees. It is
an exercise (and not an easy one) in spherical trig to prove the necessary
identity, called the Law of Sines by analogy to the one in plane geometry
(which you doubtless remember sports analogous ratios but without the
sine function on one term):
Figure
3. Yardsticks or taut shoestrings line up to connect stars
A,B,C into a triangle. Its sides cannot be distances, but they
are unique angles. There are also Angles between these straight
sides, measurable at each vertex with a goniometer. Click image
to enlarge.
|
sin
Angle ACB / sin angle AOB = the same for the two other permutations
of corners A,B,C This ratio always exceeds 1, and it can get arbitrarily
larger if ABC is a pretty small triangle.
This and the thing about
the sum of the Angles exceeding
might not be fun to derive analytically, but it is at least fun to check
by observation. The experience boggles my personal intuition. It requires
measuring angles as carefully as you can. One helpful tool is a sextant.
You may be able to pick up a nice brass one used from Ebay (www.ebay.com)
for about $50, or buy new plastic one: I got a Davis Mark 3 for $38
from Celestaire, Inc. (316-686-9785) or you can go direct to http://www.davisnet.com/marine/
products/marine_product.asp?
pnum=011.
Next best is a cross-staff,
which you can make from a pair of yardsticks, A and B. Strap a pair
of two-inch strips of foam-core astride stick A like a moveable sleeve
(or use two pieces of wood cut from a third yardstick), wrapping wide
heavy tape around the sandwich just tight enough so it can slide up
and down the length of A. Make another one. Between them mount yardstick
B perpendicularly, well centered as you see in the photo below, then
secure the three together by gluing a five-inch long strip of yardstick
along their length. (This is invisible on the underside). Use Shoo-goo
or epoxy, taking care not to glue the sliding assembly onto A. When
well dried, press big push-pins into cross-staff B at equal intervals
to left and right. The idea is that you can place A radial to your eye
and slide the cross-staff forward and back until two stars, or two mountain
peaks, or a distant chimney top and the Moon, are sighted over the tops
of a symmetric pair of push pins. You know their half-distance apart
or can read it directly from the scale. You know how far the cross-staff
is from your eye by reading it direct from scale A at the far edge of
the slider, if you hold A with its near end as far from your eye as
that edge is from the line of push-pins in the center of the slider.
Or after holding the end of A quite close to your eye you know the distance
by reading scale A where the line of pins crosses it. I put a red rubber
covering on A's near end in case I poke my eye. Anyhow, the ratio of
those two lengths is the tangent of half the angle subtended.
Sextant or cross-staff provides
you angles AOB, BOC, and COA. For Angles ABC, BCA, and CAB the simplest
expedient is a goniometer assembled by bolting together two hacksaw
blades through the holes at one end (yellow in the adjacent photo).
In use, the length of this bolt should be radial to your eye to ensure
that the blade angle is seen perpendicularly. Put star or chimney top
A in the corner where blades meet near the bolt, and mountain peak B
further out along one blade edge, and C similarly on the other blade
edge. With the bolt tight enough so you don't lose the angle, lay this
yellow wedge on a piece of paper and trace angle CAB with pencil. If
you later trace the next two as consecutive wedges you will immediately
see the excess beyond 180 degrees. Taking their separate measures beneath
a transparent compass rose, you can check the Law of Sines quantitatively.
The upshot is that the theorem checks out as exactly as you care to
measure.
Figure
4. On the asphalt of my driveway near sunset, a plastic Davis
Mark 3 sextant with an extension affixed for other purposes. (The
orange shadow is sunlight through one of its color filters.) And
a cross-staff made in 15 minutes from two yardsticks. And a goniometer
made in 1 minute from hacksaw blades and a 2" bolt. These tools
will be useful again in the Adventure of the Rainbow Moon, coming
up soon. (Click image to enlarge)
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Meanwhile if you care to digress
from personal experience of Discovery to vicarious experience by looking
in "books", the web can be helpful. One site about spherical trigonometry
is http://mathworld.rm-f.net/s/s593.htm.
And you can find mention of "curvature of visual space" in a www.google.com
search. These hits refer to the publications of insightful psychologists
since 1948 that seem to mean something quite different: their curvature
appears to pertain strictly and exclusively to binocular stereopsis,
is reportedly negative and apparently rather slight, is far from uniform
across the visual field, and varies substantially from person to person.